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Securities and Exchange Commission (SEC)

US regulation update

The Dodd-Frank Act rule-making process has continued apace since enactment of the legislation in July 2010. However, in spite of the regulators’ progress in several major areas, significant concerns remain for energy market players. Pauline McCallion…

Special regulation report from Houston

With the US set to unveil the largest set of financial regulation reforms of the past 30 years, Lianna Brinded reports from Houston, Texas, on how these changes will effect the energy and commodities industry.

Enron files complaint against six of its former banks

Houston-based Enron last month filed a court complaint against six of its former banks, claiming they gave bad financial advice that contributed to its demise in late 2001. As a bankrupt company, Enron is required to try to recover as much as it can for…

System-ready for Sarbanes-Oxley

Energy companies are not alone in having to review their operations to comply with the Sarbanes-Oxley Act. Energy software suppliers, too, are looking at their systems, although most are confident they are already well prepared, finds Clive Davidson

How to run a market

Former-derivatives-trader-turned-author Frank Partnoy wants to see tougher accounting standards and risk disclosures to deter corporate crooks. But are the regulators listening? Maria Kielmas reports

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